Compliance & Audit
Risk management and regulatory compliance tracking
Overall Compliance: 87%
216
Compliant Controls
248 total controls
23
Open Findings
3 critical, 7 high4
Active Audits
2 internal, 2 external15
Policy Violations (30d)
12.5% from last monthRegulatory Requirement Coverage Mapping
| Framework | Jurisdiction | Coverage | Required | Implemented | Status | Last Assessed | Actions |
|---|---|---|---|---|---|---|---|
| EU AI Act | European Union | 92% |
45 | 41 | Compliant |
2025-12-30 | |
| GDPR | European Union | 96% |
38 | 37 | Compliant |
2025-12-25 | |
| NIST AI RMF | United States | 88% |
52 | 46 | Partial |
2025-12-15 | |
| ISO/IEC 27001 | International | 94% |
114 | 107 | Compliant |
2026-01-04 | |
| CCPA | California, USA | 85% |
28 | 24 | Partial |
2025-12-20 | |
Control Implementation Status
Fully Implemented
Partial
Not Implemented
Compensating
Fully Implemented: 182
Partially Implemented: 34
Not Implemented: 12
Compensating Controls: 20
Audit Finding Resolution Tracking
Inadequate data provenance tracking
External Audit Q4 | Due: Feb 13Missing differential privacy in LLM deployment
Internal Review | Due: Feb 28Incomplete model versioning documentation
SOC 2 Audit | Due: Mar 15Insufficient adversarial testing coverage
Security Assessment | Due: Feb 03Policy Compliance Violations & Trends
Policy Violations
| Policy | Violations | Trend | Risk |
|---|---|---|---|
| AI Model Governance | 3 | Medium | |
| Data Classification | 5 | High | |
| Access Control | 2 | Low | |
| Incident Response | 0 | Low |
Documentation Completeness
Risk Register
Last updated: Jan 0795%
Control Procedures
Last updated: Dec 3188%
Incident Runbooks
Last updated: Jan 1192%
Compliance Mappings
Last updated: Dec 2478%
Audit Trail Logs
Last updated: Jan 14100%
Third-Party Risk Assessment Status
| Vendor | Service Type | Risk Score | Last Assessment | Next Review | Compliance | Issues |
|---|---|---|---|---|---|---|
| CloudML Provider | MLaaS Platform | 25 |
2025-12-15 | 2026-03-15 | Compliant |
0 |
| DataCorp Analytics | Data Provider | 45 |
2025-11-30 | 2026-02-28 | Partial |
2 |
| SecureAI Tools | Security Testing | 15 |
2025-12-25 | 2026-03-25 | Compliant |
0 |
| ModelHub Inc | Model Repository | 35 |
2025-11-15 | 2026-02-13 | Under Review |
3 |
Compliance Metrics Trend (12 Months)
Overall Compliance
Control Effectiveness
Documentation
Avg Compliance Score
85.3%
+8.2% YoYMean Time to Remediation
14 days
-3 daysAudit Pass Rate
92.5%
No changeControl Effectiveness
88.7%
+5.3%Upcoming Audits and Assessments
Q1 Internal Audit
Internal
Jan 29, 2026AI Systems
SOC 2 Type II
External
Feb 28, 2026Full Scope
GDPR Compliance
Regulatory
Mar 15, 2026Data Privacy
ISO 27001 Surveillance
Certification
Apr 14, 2026ISMS